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Market Abuse and Insider Dealing, 4th Edition

Market Abuse and Insider Dealing, 4th Edition

  • 作者:
  • 出版商: Bloomsbury Professional (formerly Tottel Publishing)
  • ISBN: 9781526509109
  • 出版时间 November 2022
  • 规格: Hardback , 560 pages
  • 适应领域: International ? 免责申明:
    Countri(es) stated herein are used as reference only

List Price: ¥1,934.40

¥1,876.37 Save ¥58.03 (3%)

发货时间:大约 4 weeks
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Hong Kong: free delivery (order over HKD 1000)
  • 描述 
  • 大纲 
  • 详细

    Market abuse and insider dealing remains and always has been a real concern for all those that operate in the financial sector. Some of the earliest laws relating to trade outlaw attempts to artificially interfere with the proper functions of the markets and ensure fairness.

    With recent changes to both the UK and European regimes the line between what is normal (and sensible) business practice and what may now be classified as market abuse is becoming increasingly fine. This raises questions about communications between financial institutions and investors, and about corporate and analyst access.

    Market Abuse and Insider Dealing provides guidance on and explanation of the range of potential legal and regulatory responses to this complex area of law.

    Providing a thorough analysis and assessment of the law relating to market abuse and insider dealing, the new fourth edition includes:

    • analysis of the impact of Brexit
    • significant new case law and legislation including MiFID II; Money Laundering Regulations 2017; the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017; Criminal Finances Act 2017 with Unexplained Wealth Orders; The Fifth Money Laundering Directive
    • the new Corporate Governance Code
    • new content on: control and senior managers' responsibility/liability; the FCAs competition law jurisdiction where it is appropriate to do so in relation to market abuse; a new table of UK decided market abuse cases
  • Chapter 1: Introduction
    Chapter 2: Insider Dealing - The Civil Law
    Chapter 3: The Main Offences for Insider Dealing
    Chapter 4: Market Abuse - Regulatory Disciplne and the Civil Law
    Chapter 5: Market Abuse – Derivatives, etc
    Chapter 6: The FISMA 'Fraud Offences'
    Chapter 7: General Offences – Fraud, etc
    Chapter 8: AML and Proceeds of Crime
    Chapter 9: Conflicts of Interest, etc
    Chapter 10: Issuer Liability
    Chapter 11: Information Gathering
    Chapter 12: FCA investigations
    Chapter 13: Enforcement Issues
    Chapter 14: Compliance Procedures and Systems
    Chapter 15: Personal Liability of Senior Manager and Compliance Officers
    Chapter 16: Control Liability, etc
    Chapter 17: Extra-territorial Issues as they Impact on the UK 
    Chapter 18: Extra-territorial Reach of UK Laws

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