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Market Abuse and Insider Dealing 3rd ed

Market Abuse and Insider Dealing 3rd ed

作者： Barry Rider; Kern Alexander; Stuart Bazley; Jeffrey Bryant
出版商： Bloomsbury Professional (formerly Tottel Publishing)
ISBN: 9781780434957
出版时间 February 2016
规格： Hardback
适应领域： U.K. ? 免责申明：
Countri(es) stated herein are used as reference only

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Market Abuse and Insider Dealing, 3rd edition provides a comprehensive exposition of the law of insider dealing and market abuse, including analysis of the interplay between UK Criminal law and Administrative law regulation of abusive behaviour in the UK financial markets.

The title covers areas including:
- Insider dealing – the civil law
- The main offences for insider dealing
- Market abuse – regulatory discipline and the civil law
- Fraud offences as they relate to market abuse
- Money laundering and market abuse
- Conflicts of interest
- The liability of issuers of securities in respect of disclosure and inside information
- Information gathering, market surveillance, investigations and enforcement
- Compliance systems and controls and control liability
Chapter 1: Introduction
Chapter 2: Insider dealing – the civil law
Chapter 3: The main offences for insider dealing
Chapter 4: Market abuse – regulatory discipline and the civil law
Chapter 5: Market abuse
Chapter 6: The FISMA ‘fraud offences’
Chapter 7: General offences
Chapter 8: Anti money laundering
Chapter 9: Conflicts of interest
Chapter 10: Issuer liability
Chapter 11: Information gathering
Chapter 12: FCA investigations
Chapter 13: Enforcement issues
Chapter 14: Compliance procedures and systems
Chapter 15: Personal liability of senior manager and compliance officers
Chapter 16: Control liability
Chapter 17: Extra-territorial issues as they impact on the UK
Chapter 18: Extra-territorial reach of UK laws

Includes the following legislation and case law:
Financial Services Act 2012
New Financial Conduct Authority
New EU Market Abuse Regulation
MiFID II (Markets in Financial Instruments Directive)

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Market Abuse and Insider Dealing 3rd ed

New Edition is available now !

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Market Abuse and Insider Dealing 3rd ed

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