Chapter 1: Regulation of Investment Advisers
Chapter 2: Regulation of Investment Advisers: Compliance Requirements
Chapter 3: Investment Adviser Advertising
Chapter 4: Regulation of Investment Advisers: Recordkeeping Requirements
Chapter 5: Regulation of Investment Advisers: SEC Inspections and Enforcement
Chapter 6: Sharing Resources Among Registered and Unregistered Affiliates: Participating Affiliate Arrangements
Chapter 7: U.S. Reporting Requirements for Asset Managers
Chapter 8: Recent Developments Regarding Hedge Fund Adviser Registration
Chapter 9: Impact of Investment Company Regulation on Investment Advisers to U.S. Regulated Funds
Chapter 10: U.S. Regulations Impacting Investment Advisers to Employee Benefit Plan (ERISA) Clients
Chapter 11: Regulation of Asset Managers by the Commodity Futures Trading Commission
Chapter 12: Regulation of Asset Managers Conducting Broker-Dealer Activities in the United States
Chapter 13: Marketing Non-U.S. Investment Products to U.S. Investors
Chapter 14: State Regulation of Non-U.S. Investment Advisers and Portfolio Managers
Chapter 15: Application of U.S. Economic and Trade Sanctions to Asset Managers Outside of the United States; Chapter 16: U.S. Tax Considerations in Marketing Non-U.S. Investment Products to U.S. Investors
