New Arrival SRA Investigations

SRA Investigations

作者： Nigel West
出版商： Law Society Publishing
ISBN: 9781784462260
出版时间 October 2024
规格： Paperback
适应领域： U.K. ? 免责申明：
Countri(es) stated herein are used as reference only

List Price: ￥940.00

￥911.80 Save ￥28.20 (3%)

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描述
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详细
SRA Investigations is a comprehensive step-by-step guide to the law and practice relating to investigations by the SRA. From the initial decision to commence an investigation through to the conclusion to close the investigation or take disciplinary or regulatory action, this book outlines what to expect and provides guidance in this specialist area.

Key areas covered include:
- Details of the SRA’s various powers
- Step-by-step guide to the procedure in an investigation
- Summary of the possible disciplinary and regulatory action
- Practical insight into what the SRA can and cannot do during their investigation
- Application of the fixed financial penalty regime
- The SRA’s review and appeal procedure
Part I: The Regulatory Regime
Part II: The General Principles
Part III: The Investigation
Part IV: Risk management
Part V: Sanctions
Part VI: Publicity and interaction with other regimes

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