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Coming Soon Securities and Futures Ordinance (CAP 571): Commentary and Annotations, 2025 Edition (e-Book)

Securities and Futures Ordinance (CAP 571): Commentary and Annotations, 2025 Edition (e-Book)

  • 作者:
  • 出版商: Sweet & Maxwell Hong Kong
  • ISBN: 9789888590254
  • 出版时间 January 2025
  • 规格: e-Book , 1400 pages
  • 适应领域: Hong Kong ? 免责申明:
    Countri(es) stated herein are used as reference only

List Price: ¥2,632.00

¥2,368.80 Save ¥263.20 (10%)

发货时间:大约 2 weeks ?Extra 2-10 working days for address outside Hong Kong
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Most pre-orders will be dispatched on, or before publication date and we will make every effort to make sure they arrive with you as close to publication date as we can.

  • 描述 
  • 大纲 
  • 作者 
  • 详细

    Remarks: PRINT version is also available. Please click here to purchase the PRINT version.


    Over the past five years since the previous edition, the legal landscape around the Securities and Futures Ordinance (SFO) has been particularly active, keeping legal professionals engaged with numerous cases and enforcement actions. A search of the Judiciary's website reveals 191 judgments related to the SFO, and the Securities and Futures Commission has issued 313 enforcement news items during this period. These developments are reflected in the current edition, with many of these matters involving the General Editor and the expert contributors of this title. 

    The 2025 Edition of Securities and Futures Ordinance (Cap.571) continues to be a valuable resource for those engaged in this dynamic and rapidly evolving area of law. 

  • PART I PRELIMINARY

    PART II SECURITIES AND FUTURES COMMISSION

    PART III EXCHANGE COMPANIES, CLEARING HOUSES, EXCHANGE CONTROLLERS, INVESTOR COMPENSATION COMPANIES, AND AUTOMATED TRADING SERVICES

    PART IIIA OTC DERIVATIVE TRANSACTIONS

    PART IV OFFERS OF INVESTMENTS

    PART IVA OPEN-ENDED FUND COMPANIES

    PART V LICENSING AND REGISTRATION

    Part VI CAPITAL REQUIREMENTS, CLIENT ASSETS, RECORDS AND AUDIT RELATING TO INTERMEDIARIES

    PART VII BUSINESS CONDUCT, ETC. OF INTERMEDIARIES

    PART VIII SUPERVISION AND INVESTIGATIONS

    Part IX DISCIPLINE, ETC.

    PART X POWERS OF INTERVENTION AND PROCEEDINGS

    PART XI SECURITIES AND FUTURES APPEALS TRIBUNAL

    PART XII INVESTOR COMPENSATION

    PART XIII MARKET MISCONDUCT TRIBUNAL

    PART XIV OFFENCES RELATING TO DEALINGS IN SECURITIES AND FUTURES CONTRACTS, ETC.

    PART XIVA DISCLOSURE OF INSIDE INFORMATION

    PART XV DISCLOSURE OF INTERESTS

    PART XVI MISCELLANEOUS

    PART XVII REPEALS AND RELATED PROVISIONS

     
  • General Editor
    Laurence Li SC
    Temple Chambers

    Laurence Li SC is a leading practitioner in securities law and financial law.  He has appealed in many of the landmark cases in this area of law in Hong Kong, before all levels of the court and also all the expert tribunals and committees in this field.  In the recent proposals to amend the Securities and Futures Ordinance, the SFC referred to three securities court cases as reasons or justifications for the proposed amendments.  Laurence Li SC appeared in all those cases.

    Contributors

    Melody Chan
    Associate, CMS Hasche Sigle, Hong Kong LLP

    Byron Chiu  
    Temple Chambers

    Philson Ho
    Principal, Philson Ho & Associates, Solicitors

    Queenie Lau SC
    Temple Chambers

    John Leung
    Temple Chambers

    Linh Lieu

    Harrison Miao
    Temple Chambers

    Ling Ling Ng

    Norman Nip SC
    Rede Chambers

    Martin Rogers
    Partner, Davis Polk & Wardwell

    Natalie So
    Temple Chambers

    Clinton Tsang
    Partner, Kwok Yih & Chan

    Jill Wong
    Partner, Reed Smith Richards Butler

    Sherman Yan
    Managing Partner, ONC Lawyers

    Eric Yung
    Senior Counsel, Legal Services, Securities and Futures Commission

     

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