Part of the Law and Practice of International Finance series, this essential reference provides an in-depth analysis of the substantive areas affecting the regulation of international finance, from authorisation of banks and investment firms to capital adequacy. This guide:
- Sets the scene with a clear examination of the history, principles and policies of financial regulation
- Contains a large number of snapshot surveys of regulatory regimes, arranged by country so you can gain an overview of the relevant legislation
- Reviews the regulation of banks, investment firms, broker dealers, investment managers and advisers
- Covers the regulation of exchanges
- Deals with the conduct of business by financial firms, including conflicts of interest and client assets
- Includes coverage of the regulation of prospectuses, prospectus liability and due diligence
- Surveys collective investment schemes and hedge funds so you know what to do in these developing areas
- Deals with market manipulation, insider dealing and other market abuse so you can help your clients avoid, detect and resolve issues in these areas
- Surveys financial supervision and capital adequacy giving you an overview of how these work and are assessed
- Provides commentaries on relevant documentation so you’ll be able to draft the documents you need with ease
