International Securities Law and Regulation, 2nd Edition

Argentina
Introduction
Regulatory System -- Legal Sources
Legal Order and Regulatory Interests 


Australia
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Austria
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts
 

Belgium
Institutional Framework and Organisation of Regulated Markets
Belgian Offering and Listing Regulations
Disclosure Requirements
Trading Rules
Disclosure of Substantial Holdings and Public Take-Over Bids
Insider Trading


Brazil
Introduction
Legal Sources
Regulatory Procedures
Markets
Securities
Periodic Disclosure
Depositary Receipts
Trading Rules


Canada
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Chile
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Cyprus
Introduction
Issuer Requirements
Registration of Public Offerings
Registration of Placements
Periodic Disclosure
Trading Rules and Trading Environment
Capital Markets and Financial Services


Germany
Introduction
Legal Order and Regulatory Interests
Public Take-Over Bids


Greece
Introduction
Admission
International Accounting Standards
Information Obligations
Supervision
Corporate Governance
National Treatment and Reciprocity
Jurisdictional Conflicts


Hong Kong
Introduction
Legal Order and Regulatory Issues
Trading Rules and Market Conduct
Multilateral Approaches


India
Introduction
Securities Market:  Legal and Regulatory Order
Foreign Participation in the Securities Market
Jurisdictional Conflict


Ireland
Introduction
Admission to the Irish Stock Exchange
Securities
Periodic Disclosure
Trading Rules
Insider Trading and Fraud -- Extraterritorial Application
Liabilities for Insider Trading and Fraud
Public Take-Over Bids
Jurisdictional Conflicts

 
Volume 2

Israel
Introduction
Procedures
Registration for Trade
Debt Arrangements
Insider Information
Purchase Offers


Italy
Introduction
Entities Qualified to Render Investment Services
Regulated and Multlateral Trading Facilities
Public Offers of Financial Products

Japan

Introduction
Legal Order and Regulatory Interests
Appendix


Latvia
Introduction
Legal Order and Regulatory Interests with Special Regard to Foreign Elements
Jurisdiction Conflicts


Lebanon
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Lithuania
Introduction
Legal Order and Regulatory Interests
 

Luxembourg
Introduction
Organisation of Security Market and Regulations
Jurisdictional Conflicts


Malaysia
Introduction
The Authorities
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Mexico
Introduction
Securities Regulation Authorities
Public Offerings
Securities Deposit Institutions
Affiliates of Foreign Financial Institutions
Securities Exchange Houses and Securities Exchange Specialists
International Trading System Operations
Protecting the Interests of Investors
Automation


The Netherlands
Introduction
Admission
Periodic Disclosure
Trading Rules
Jurisdictional Conflicts

 
Volume 3

New Zealand
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Nigeria
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Norway
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


The Philippines
Introduction
Public Offerings
Securitisation Act of 2004


Portugal
Introduction
Portuguese Markets
Market Participants
Public Offerings
Criminal Offences
Jurisdictional Conflicts


Romania
Introduction
Legal Order and Regulatory Interests
Trading Rules
Jurisdictional Conflicts


Russia
Introduction
Legal Order and Regulatory Interests


Singapore
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Spain
Introduction
Legal Regime


Switzerland
Introduction
Legal Order and Regulatory Interests
Approaches to Jurisdictional Conflicts


Taiwan
Introduction
Legal Order and Regulatory Interests
Disclosure Obligations
Trading Rules
Public Tender Offers
Conclusion


United Kingdom
Introduction
The New Regulatory Regime
United Kingdom Regulatory System
Legal Order and Regulatory Interests
Jurisdictional Conflicts


United States
Regulatory System
United States Markets and Market Listing Requirements
Public Offerings by Foreign Issuers
Private Placements by Non-United States Issuers
Investment Outside the United States and Cross Border Transactions
Trading of Non-United States Securities
Jurisdictional Conflicts
Conclusion


Venezuela
Introduction
Legal Order and Regulatory Interests


European Union
Introduction
Conditions for Admission of Securities to Listing
Rules Relating to Listing Particulars
Rules Relating to Prospectus When Transferable Securities Are Offered
Insider Dealing

About the Editor:

Professor Dennis Campbell is the Director of the Center for International Legal Studies (CILS) in Salzburg, Austria, and teaches as an adjunct Professor at Suffolk University Law School. He is the former Director of International Programs and Professor of Law at University of the Pacific, McGeorge School of Law. He has lectured at Stockholm University, Helsinki University, Salzburg University, National University of Taiwan, Warsaw University, and Jagiellonian University. He is a member of the New York State Bar and the Iowa State Bar and is a former Assistant Secretary of the California State Senate.

Contributors Include:

Argentina - Javier G. Pereira-Amigo, Baker & McKenzie LLP

Australia - Andrew Hay, Clayton Utz

Austria - Otto Wächter, Graf & Pitkowitz Rechtsanwälte GmbH

Belgium - Luc Wynant, Van Olmen & Wynant and Kristof Macours, Generale Bank

Brazil - Walter Douglas Stuber and Adriana Maria Gödel Stuber , Walter Stuber Consultoria Jurídica

Canada - Robert T Stuart and Mark A Trachuk, Osler, Hoskin & Harcourt

Chile - Nicolás Cubillos, Ovalle, Cubillos & Labarca

China - Wei Shen, Professor of Law, KoGuan Law School

Colombia - Carlos Fradique-Méndez, Luis Gabriel Morcillo,Robert Kuster and Adriana Ospino, Brigard & Urrutia

Cyprus - Stephanos Evangelides, Elias Neocleous and Varnavas Playbell, Andreas Neocleous & Co LLC

Greece - Eleftheria Georgopoulous, Bahas, Gramatidis & Partners

Hong Kong - Kingsley T W Ong, Eversheds and Eugene Y C Yeung, Mayer Brown JSM

India - Ankit Mishra and Sangeeta Rana, Nishith Desai Associates

Ireland - O’Donnell Sweeney

Israel - Doron Shinar, Nir Weissberger, Ziv Keinan, Gregory Irgo and Arik Bottner,  Eitan Mehulal & Sadot Advocates and Patent Attorneys

Italy - Francesco P. Crocenzi, Studio Legale Cieri Crocenzi

Japan - Takashi Yoneda, Yoshiaki Ikeda, Yasutaka Nishikori, and Daichi Takayama Fukuda Nishimura & Asahi

Latvia - Aiga Klimovica, Lejins, Torgans & Partners

Lebanon - Mohamed Y. Alem, Alem & Associates, Barristers & Solicitors

Lithuania - Gediminas Dominas, Bernotas & Dominas Glimstedt

Luxembourg - Yann Baden, Baden & Baden

Malaysia - Wai-Ming Yap, Lee Ong & Kandiah

Mexico - Mauricio Martinez González, Luis Alberto Balderas Fernández and Gerardo Bacelis-Sotomayor, Jáuregui y Navarrete, SC

The Netherlands - Mark S A van Dam and Gÿs C L van Leeuwen, Houthoff Buruma

New Zealand - Tim Williams, Chapman Tripp

Nigeria - KPMG Professional Services

Norway - Peter Brechan, Haavind Vislie

The Philippines - Vicente D. Gerochi IV, SyCip Salazar Hernandez & Gatmaitan

Portugal - Luís Roquette Geraldes, Morais Leitão, Galvão Teles, Soares da Silva & Associados

Romania - Laura Toncescu, D&B David si Baias SCPA

Russia  - Andrey Bushev, St Petersburg State University, Law School and Ilya Nikiforov,  Egorov, Puginsky, Afanasiev & Partners

Singapore - Lee Eng Beng and George Chiong, Rajah & Tann

Spain - Juan Carlos Machuca and Pedro Ravina Martín, Uría & Menéndez

Switzerland - Christian Stambach, Marc Ryser and Rolf H. Weber, Bratschi Wiederkehr & Buob

Taiwan - Yen-ling Liu and Chih-Shan Lee, Winkler Partners

United Kingdom - Michael Hatchwell and Anthony Fiducia, Davenport Lyons

United States - Robert A. Solomon, Solomon Blum Heymann LLP and Clifford R Pearl, Hensley Kim & Holzer, LLC

Venezuela - Diego Lepervanche and Luisa Acedo de Lepervanche, Mendoza, Palacios, Acedo, Borjas, Páez Pumar & Cía Edificio ABA, Calle Veracruz, Urb. Las Mercedes

European Union - Lothar Hofmann, Rechtsanwaltskanzlei Dr Hofmann