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Intellectual Property Law for Engineers, Scientists, and Entrepreneurs, 2nd Edition

Intellectual Property Law for Engineers, Scientists, and Entrepreneurs, 2nd Edition

  • 作者:
  • 出版商: John Wiley & Sons
  • ISBN: 9781119381976
  • 出版时间 January 2020
  • 规格: Hardback , 976 pages
  • 适应领域: International ? 免责申明:
    Countri(es) stated herein are used as reference only

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  • 描述 
  • 大纲 
  • 作者 
  • 详细

    Fully revised new edition that completely covers intellectual property law—and many related issues—for engineers, scientists, and entrepreneurs

    This book informs engineering and science students, technology professionals, and entrepreneurs about the intellectual property laws that are important in their careers. It covers all of the major areas of intellectual property development and protection in non-legalistic terms that are understandable to technology and science professionals. New material includes a comprehensive discussion on the American Invents Act (AIA), coverage of many new high-profile topics, such as patent protection the mobile communications industry, and a new chapter on "The Future of Technology, Engineering, and Intellectual Property."

    Now in its second edition, Intellectual Property Law for Engineers, Scientists, and Entrepreneurs enables inventors and creators to efficiently interface with an intellectual property attorney in order to obtain the maximum protection for their invention or creation, and to take steps to ensure that that invention or creation does not infringe upon the intellectual property rights of others. It includes patent, trade secret, mask work, and cybersquatting legal and procedural principles. The book also shows readers how to properly use new vehicles of intellectual property protection for novel software, biotech, and business method inventions. Additionally, it examines trademark protection for domain names, and other ancillary matters that fall within the genre of intellectual property protection. This informative text:

    • Covers all of the major areas of intellectual property development and protection in clear, layman’s terms so as to be easily understood by technology and science professionals
    • Provides detailed outlines of patent, trademark, copyright, and unfair competition laws
    • Offers essays on famous and noteworthy inventors and their inventions—and features a copy of the first page of patents resulting from these inventors’ efforts
    • Covers many new high-profile cases covering patent protection within the mobile communications industry 

    Intellectual Property Law for Engineers, Scientists, and Entrepreneurs, Second Edition is an excellent text for graduate and undergraduate engineering students, as well as professionals and those starting a new technology business who need to know all the laws concerning their inventions and creations.

  • Foreword xxvii

    Foreword to the First Edition xxix

    Preface xxxi

    Acknowledgments xxxv

    Top Ten List of Intellectual Property Protection xxxvii

    Section I The Intellectual Property Universe 1

    Eli Whitney — The Cotton Gin 3

    Charles Babbage — The Difference Engine 7

    1 Overview of Intellectual Property Law 11

    1.1 Defining “Intellectual Property” 11

    1.2 Specific Intellectual Property Vehicles 12

    1.2.1 Patents 12

    1.2.2 Trademarks and Service Marks 13

    1.2.3 Copyrights 14

    1.2.4 Trade Secrets 15

    1.2.5 Mask Works for Semiconductors 15

    1.3 Which Form of Intellectual Property Protection to Use? 15

    Frank J. Sprague — The Electric Streetcar 17

    Mary Anderson — Windshield Wiper Blade 25

    2 Brief Overview of the Law 29

    2.1 Introduction 29

    2.2 Development of the Law and Legal Principles 29

    2.3 Divine Laws 30

    2.4 The Four Types of Law 30

    2.4.1 Constitutional Law 30

    2.4.2 Statutory Law 31

    2.4.3 Common Law 31

    2.4.4 Business Custom 32

    2.5 Civil Law Systems 32

    2.6 Enforcement of Laws 33

    2.7 Changes in the Law 33

    2.8 Equity 33

    2.9 U.S. Courts, State and Federal 35

    2.10 The Federal Court System 36

    2.10.1 The Supreme Court 36

    2.10.2 Courts of Appeals 36

    2.10.3 District Courts 37

    2.11 State Courts 38

    2.12 Jurisdiction 38

    Section II Patents 41

    Charles Goodyear — Vulcanization of Rubber 43

    John Boyd Dunlop — Pneumatic Vehicle Tires 47

    3 Introduction to Patents 51

    3.1 Brief History of Patent Protection 51

    3.1.1 Early European Patent Custom 51

    3.1.2 The British Patent System 54

    3.1.3 The U.S. Constitution and the Development of the Present U.S. Patent Examination System 55

    3.2 Types of Patent Coverage 59

    3.2.1 What is a Patent? 59

    3.2.2 Article or Apparatus Patents 60

    3.2.3 Method or Process Patents 60

    3.2.4 Design Patents 61

    3.2.5 Plant Patents 61

    3.2.6 New Technologies 62

    3.3 How to Determine What to Patent and What Not to Patent 62

    3.3.1 Broadly, What Can and Cannot Be Patented Under the Law 62

    3.3.2 From a Business Standpoint, What Should Be Patented 63

    3.4 Broadly, What Data Goes into a Patent 64

    3.4.1 Describing the Background and Essential Elements of the Invention 64

    3.4.2 Claiming the Invention 65

    3.5 What a Patent is Not 66

    3.6 Inventions Relating to Atomic Weapons 67

    3.7 The U.S. Government’s Right to Practice Your Patented Invention 68

    George Westinghouse — Steam‐Power Brake Devices and Alternating Current 69

    Gideon Sundback — Zipper 73

    4 Introductory Comments on Patentable Subject Matter and Utility 77

    4.1 What Constitutes Patentable Subject Matter? 77

    4.2 Utility — The Invention Must Be Useful 80

    John Deere — Horse‐Drawn Plow 83

    Erastus Brigham Bigelow — Powered Carpet‐Making Looms 87

    5 Novelty—The Invention Must Be New 91

    5.1 Statutory Requirements 91

    5.2 Preliminary Comments on Protecting Foreign Patent Rights 95

    5.3 Additional Comments on Experimental Use Versus Actual Use of the Invention 96

    Alfred Nobel — Dynamite 99

    6 Requirement of Non‐Obviousness for Patentability 107

    6.1 Development of the Standard of Non‐Obviousness 107

    6.2 Historical Background 107

    6.3 Supreme Court Cases Predating the 1952 Patent Law Section 103 Non‐Obviousness Test 109

    6.4 The 1952 Patent Statute and the Case of Graham V. John Deere Company (1966) 113

    6.5 The 2007 U.S. Supreme Court Case of KSR V. Teleflex 116

    6.6 Illustrative Non‐Obviousness Analysis 117

    Louis Pasteur — Pasteurization Process 119

    Elisha Otis — Safety Elevator 125

    7 The Patenting Process 129

    7.1 Who May Obtain a Patent: Inventorship and Ownership of Patent Rights 129

    7.2 Proper Documentation of the Invention 130

    7.3 The Invention Disclosure, and the Invention Disclosure Meeting 132

    7.4 Additional Matters Discussed During the Invention Disclosure Meeting Between the Inventor and the Patent Professional 137

    7.5 Invention Disclosure Form 140

    Alexander Graham Bell — Telephone 145

    8 The Patentability Search, Freedom‐To‐Use Search, and Other Searches 155

    8.1 Searching the Content of the Prior Art to Determine Patentability of the Invention 155

    8.2 Patentabilty Search Parameters 156

    8.3 Additional Types of Searches 157

    8.4 Database Searches 159

    8.5 U.S. Patent and Trademark Office Patent Classification System 159

    Thomas Alva Edison — The Light Bulb 161

    9 The Patent Application 169

    9.1 Introduction 169

    9.2 Registration System Evolving into an Examination System 169

    9.3 Goal of a Properly Prepared Patent Application 170

    9.4 Provisional Patent Applications 171

    9.5 Regular, Non‐Provisional Patent Application; No New Matter 172

    9.6 Content of a Regular Non‐Provisional Patent Application 172

    9.7 Your Review of the Patent Application 177

    9.8 Execution of the Declaration, Power of Attorney, and Assignment Upon Completion of the Patent Application 178

    George Eastman — Practical Photography 181

    Emile Berliner — Disc Sound Recording 185

    10 Claims of a Patent Application 193

    10.1 Introduction to Patent Claims 193

    10.2 Historical Development of Patent Claims 193

    10.3 What Claims Are 195

    10.4 Your Review of the Claims of Your Patent Application 197

    10.5 Distinguishing Different Types of Claims 198

    10.6 More on Method or Process Claims 200

    10.7 Composition of Matter Claims 201

    10.8 Design Patent Claim 201

    10.9 Dependent Claims 201

    10.10 How to Read and Understand Patent Claims Drafted by Your patent attorney 202

    Ottmar Mergenthaler — The Linotype®  Hot‐Type Composing Machine 205

    Theodore Maiman and Gordon Gould — Light Amplification by Stimulated Emission of Radiation (Laser) 209

    11 Examination and Prosecution of a Patent Application 221

    11.1 U.S. Patent Examination Process 221

    11.2 The Patent Examination System–A Little More History 221

    11.3 Filing the Patent Application With the USPTO 222

    11.4 Examination of the Patent Application 223

    11.5 Results of the Examination–The “Office Action” 224

    11.6 You and Your Attorney’s Response to the office Action 225

    11.7 Further Patent Prosecution 228

    11.8 Granting the Patent 228

    11.9 Infringement During Examination of the Patent Application 229

    11.10 Additional Probable Patent Prosecution Events 230

    11.11 Re‐Examination of an Issued Patent by the Applicant, the Infringer, or the Commissioner of Patents 233

    11.12 Re‐Issue Patents 233

    Nicolaus Otto — The Internal Combustion Engine 235

    Rudolf Diesel — The Internal Combustion Engine 239

    12 Design Patents 245

    12.1 Coverage of Design Patents 245

    12.2 The Design Patent Application 246

    12.3 Infringement of a Design Patent 247

    12.4 Importance of Design Patents 250

    12.5 Examples of Design Patents 251

    12.6 Design Patents on Computer Screen Icons 251

    12.7 Design Patents Contrasted with Copyrights 252

    12.8 Damages For Design Patent Infringement 253

    12.9 The Hague Agreement Concerning the International Deposit of Industrial Designs (The Hague System) 254

    Nikola Tesla — AC Induction Motor and Radio 259

    Clarence Birdseye — Frozen Food 271

    13 Protection of Computer‐Related Inventions 275

    13.1 Introduction 275

    13.2 The Torturous Path Through the Courts 276

    13.3 Recent Court Decisions and USPTO Guidelines Attempting to Define Patent‐Eligible Subject Matter Regarding Computer‐Related Inventions 282

    13.4 The USPTO Examination Process to Determine Subject Matter Eligibility of a Computer‐Related Invention 292

    13.5 Recommended Steps to Obtain Proper Protection of Computer‐Related Inventions 294

    Covering a Computer‐Related Invention 294

    13.6. Statutory Subject Matter 303

    13.7 The Computer‐Related Invention Must Still Be Novel and Non‐Obvious 307

    13.8 Computer Programming and a Sufficient Disclosure 308

    13.9 The Protection of Software Through Contracts 312

    13.10 Patent Eligibility of Software and Computer‐Related Inventions in Europe 312

    Hedy Lamarr — Spread Spectrum Technology 325

    Herman Hollerith — Tabulating Machine 329

    14 Biotechnology Inventions 333

    14.1 Introduction to Biotechnology 333

    14.2 History of Biotechnology Patent Protection 334

    14.3 Patent‐Eligible Subject Matter and Biotechnology 336

    14.4 Biotechnology and the Written Description Requirement 338

    14.5 Biotechnology and Patent Exhaustion 340

    14.6 Biotechnology and Government Regulation 341

    14.7 Pharmaceutical Patent Strategies 343

    14.8 Medical Procedures 344

    Rosalind Franklin, James Watson, Francis Crick, and Maurice Wilkins — Discovery of the Molecular Structure of DNa 347

    Stanley N. Cohen and Herbert W. Boyer — Recombinant‐Dna (rDNA)* 353

    15 The Patenting of Business Methods 357

    15.1 The Evolution of Patents For Methods of Doing Business 357

    15.2 The State Street Case 359

    15.3 The Bilski Case 360

    15.4 What is a Business Method Invention? 361

    15.5 The USPTO Guidelines 362

    15.6 Recommendations 364

    15.7 Understanding a Sample Business Method Patent Claim 365

    15.8 The Covered Business Method Review 366

    Yvonne Brill — Satellite Propulsion System 371

    Luther Burbank — Plant Breeding 375

    16 Foreign Patent Protection 379

    16.1 Introduction 379

    16.2 The Traditional System of Obtaining Foreign Patents 380

    16.3 The Patent Cooperation Treaty (PCT) 381

    16.4 N ational Patent Laws and the PCT: Differences and Alterations 386

    16.5 The EPC 387

    16.6 The European Unitary Patent and Unified Patent Court 388

    16.7 Privileged Communications Between a U.S. patent

    attorney and a Foreign Non‐Attorney Patent Agent 389

    Wilbur and Orville Wright — Controlled Powered Flight 391

    17 Enforcement of the Patent Right 399

    17.1 The Patent Clearance Process 399

    17.2 The Attempt to Design Around the Claims of a Patent: Most Infringers Do Not Slavishly Copy the Patented Invention 402

    17.3 Literal Infringement of a Patent Claim 403

    17.4 The “Doctrine of Equivalents” Where the Claim is Not Literally Infringed 405

    17.5 Defenses to a Charge of Infringement 406

    17.6 Penalties and Damages For Patent Infringement 408

    17.7 Marking the Patented Product With the Patent Number 409

    Robert Goddard — Rocket Propulsion and Control 411

    C. Donald Bateman — Ground Proximity Warning System 417

    18 The America Invents Act of 2011 421

    18.1 First to File and the Definition of “Prior Art” 421

    18.2 The Narrowed Grace Period 422

    18.3 Disclosing the Best Mode of the Invention 422

    18.4 Prior User Defense in Enforcement Proceedings 423

    18.5 Patent Marking 423

    18.6 Filing a Patent Application in the Name of the Assignee 424

    18.7 Priority Examination For Important Technologies 424

    18.8 Third‐Party Challenges to Patent Rights 424

    18.9 Inter‐Partes Review of an Issued Patent 426

    18.10 Supplemental Examination 427

    Charles Kettering — Automotive Self‐Starter 429

    Calvin Souther Fuller, Gerald Pearson and Daryl Chapin — Efficient Solar Cells 435

    19 Ownership and Transfer of Patent Rights 439

    19.1 Inventorship, Ownership, and Assignment of Patent Rights 439

    19.2 Patent Licensing 441

    19.3 Conclusions 453

    Philo Farnsworth — The Invention of Television 455

    Robert Adler — Ultrasound Television Remote Control 469

    20 How to Read and Obtain Information from a Modern U.S. Patent 473

    20.1 The Information Page 473

    20.2 The Drawings 491

    20.3 The Specification 491

    20.4 Claims 492

    20.5 Caveat 492

    Section III Employment Contracts, Ethics and the Engineer or Scientist as an Expert Witness 495

    Willis Haviland Carrier — Air‐Conditioning 497

    Ivan A. Getting, Roger L. Easton, Sr. and Bradford Parkinson — Global Positioning System (GPS) 503

    21 Employment Contracts and Non‐Compete Restrictions 509

    21.1 Employment Contract Provisions Relating to Intellectual Property 509

    21.2 Ownership of Intellectual Property 510

    21.3 Confidentiality Agreements or Nondisclosure Agreements 512

    21.4 Outside Information Received by the Employee or Employer 514

    21.5 Non‐Compete Provisions 515

    21.6 Enforceability of a Non‐Compete Agreement 516

    21.7 Inevitable Disclosure 519

    21.8 Form Agreements 519

    21.9 Consultants 519

    Grace Hopper — Cobol Computer Language 527

    The Hubble Space Telescope 529

    22 The Engineer and Scientist as Expert Witness 533

    22.1 The Role of an Expert Witness 533

    John Bardeen, Walter Brattain, and William Shockley — The Transistor 541

    23 Ethics 549

    23.1 The Professions 549

    23.2 Professional Societies 550

    23.3 Codes of Ethics 550

    23.4 Brief Comments Regarding the Nspe Code of Ethics for Engineers 551

    23.5 Comparing the Law and Ethics 552

    23.6 Ethical Dilemmas 553

    Section IV Copyrights 555

    Jack Kilby and Robert Noyce — Miniaturized Integrated Circuits 557

    24 Copyrights as a Vehicle for Technology Protection 563

    24.1 A Brief History of Copyright Law 563

    24.2 The Nature of Copyrights 566

    24.3 Exclusive Rights of Copyright 569

    24.4 Fair Use 570

    24.5 Infringement of a Copyright 571

    24.6 Notice 572

    24.7 Copyright Registration and its Importance 572

    24.8 The Duration of Intangible Rights of Copyright 573

    24.9 Works Made For Hire 574

    24.10 Copyright Registration For Computer Programs 575

    24.11 Copyright Registration For Automated Databases 579

    24.12 Copyright Registration For Online Works 580

    24.13 Architectural Works 581

    Federico Faggin, Marcian Hoff, and Stanley Mazor — Single‐Chip CPU 585

    Josephine Cochrane — Automatic Dishwasher 589

    25 The Digital Millennium Copyright Act of 1998 (DMCA)—An Overview 593

    25.1 Purpose of the DMCA 593

    25.2 The General Provisions of the DMCA 594

    25.3 Circumvention of Technological Protection Measures 595

    25.4 Limitations on Copyright Infringement Liability for Online Service Providers 599

    25.5 Copyright Management Information 601

    25.6 Remedies for DMCA Violations 601

    25.7 Example of Potential Conflict 601

    Stephen Wozniak — Personal Computers 603

    Jaap Haartsen and Sven Mattisson — Bluetooth®‐Short Distance Wireless Communication Systems 607

    26 Mask Work Protection 611

    26.1 Introduction 611

    26.2 The Semiconductor Chip Protection Act of 1984 611

    26.3 Mask Works Generally 612

    26.4 Subject Matter of Mask Work Protection 613

    26.5 Ownership, Transfer, and Licensing of the Mask Work 613

    26.6 Duration of Protection 613

    26.7 Rights of Ownership in a Mask Work 613

    26.8 Limitations on Exclusive Rights, Reverse Engineering, and First Sale 614

    26.9 Mask Work Notice 614

    26.10 Infringement of Mask Work Protection Rights 614

    26.11 General Comments About Mask Work Protection 614

    Section V Trade Secrets 617

    Stephanie Kwolek — Kevlar® 619

    Percy Julian — The Synthesis of Cortisone 623

    27 Trade Secrets Protection 627

    27.1 The Development of Trade Secret Law 627

    27.2 The Nature of a Trade Secret 628

    27.3 The Definition of a “Trade Secret” 629

    27.4 The Creation of an Enforceable Trade Secret Right 630

    27.5 Even Threatened Trade Secret Theft Can Be Stopped 632

    27.6 Creating a Viable Trade Secret Protection Program 633

    27.7 Damages and Injunctions 636

    27.8 Confidence 636

    27.9 Can Trade Secrets, After Use, Be Patented? 637

    Chester F. Carlson — Electrophotography 639

    28 The Federal Defend Trade Secrets Act of 2016 647

    28.1 Introduction 647

    28.2 Civil Seizure 647

    28.3 Remedies 650

    28.4 Rights of Trade Secret Owners 651

    28.5 Whistle‐Blower Provisions 652

    Section VI Trademarks, Service Marks and Cybersquatting 653

    Samuel E. Blum, Rangaswamy Srinivasan, and James Wynne — Excimer Laser Surgery (Lasik) 655

    29 Trademarks and Service Marks 659

    29.1 Origins of the Protection of Trademarks and Service Marks 659

    29.2 Trademark Selection and Adoption Process 661

    29.3 Filing For Registration of Your Trademark 665

    29.4 Protecting and Maintaining Your Trademark Registration 666

    29.5 Trademark Protection Outside the United States 666

    29.6 The Madrid Protocol—The “International” Trademark—An Overview 668

    John Mauchly and John Presper Eckert — The Eniac Computer 669

    30 Cybersquatting 681

    30.1 What is Cybersquatting? 681

    30.2 The UDRP 682

    30.3 The Anticybersquatting Consumer Protect Act (ACPA) 687

    Section VII The Commercialization and Management of Intellectual Property 691

    George de Mestral — Hook‐And‐Loop Fastener (Velcro®) 693

    John A. Roebling — Suspension Bridges 697

    31 Engineering Management and Commercialization of Intellectual Property 701

    31.1 Introduction 701

    31.2 Introduction to Intellectual Property Business Strategies 707

    31.3 Objectives of Intellectual Property Management 708

    31.4 The Sole Inventor in an Alien Field 709

    31.5 Strategic Development of Intellectual Property 711

    31.6 Disgorging Patentable Inventions 712

    31.7 Determining What and What Not to Patent 713

    31.8 Determining Who Would Be an Appropriate Licensee for Your Invention 720

    31.9 Drafting Strategic Patent Claims 721

    31.10 Determining Where to Obtain Patents 721

    31.11 Determining Other Industries That May Benefit From a License 722

    31.12 Ensuring Your Product or Process Does Not Violate the Patent Rights of Others 722

    31.13 Policing the Market For Potential Infringements of Your Patents 723

    31.14 The Enforcement of Process Patent Claims Against an Importer of a Foreign‐Made Product 723

    31.15 Trimming the Intellectual Property Tree 724

    31.16 Essay on Innovation Management 724

    Les Paul — Solid Body Electric Guitar 727

    32 “Sue the Bastards”—Business Factors Controlling Intellectual Property Litigation Strategies 731

    32.1 Introduction to Intellectual Property Litigation Strategies and Tactics 731

    32.2 The Dawn of an IP Rights Infringement Lawsuit 731

    32.3 Litigation Considerations in IP Rights Enforcement 734

    32.4 Conclusion 761

    Igor Sikorsky — Helicopter 763

    Frank Zamboni — Ice Resurfacer 769

    33 Technology Transfer—Universities, Hospitals, and Research Centers 773

    33.1 Introduction 773

    33.2 Ownership of Institution‐Developed Innovations 774

    33.3 A Typical University Technology Transfer Program 777

    Ferdinand von Zeppelin — Rigid Airships 785

    Bernard Silver and Norman Joseph Woodland — Optically Scanned Bar Code 789

    34 International Intellectual Property Creation, Protection, and Enforcement Strategies 793

    34.1 Introduction 793

    34.2 IP Creation Strategies to Maximize Global IP Protection 794

    34.3 Legal Considerations Regarding Where to Obtain IP Protection 797

    34.4 Marketing and Business Concerns 799

    34.5 N on‐Paris Convention and Non‐PCT Country Patent Protection 800

    34.6 Filing a PCT Patent Application First 801

    34.7 Joint Venture Relationships 801

    34.8 Forming a Joint Venture Based on IP 804

    Godfrey Hounsfield and Allan Cormack — CAT Scanner 807

    Paul Lauterbur and Peter Mansfield — Magnetic Resonance Imaging 811

    35 The Future 815

    35.1 Rational Thought Applied to Problem Solving 815

    35.2 What Investors Will Look For in the Future Relative to Intellectual Property 816

    35.3 Developing Countries 822

    35.4 University Technology Transfer 824

    35.5 Master of Engineering Management Degrees At U.S. Universities 825

    35.6 Conclusion 826

    Harry Coover — Super Glue® 829

    Spencer Silver — Post‐IT® Notes 833

    36 Entrepreneurship Law 839

    36.1 Introduction 839

    36.2 Transition from Employee to Employer 840

    36.3 O rganizing the New Business 843

    36.4 Intellectual Property Assets 846

    36.5 Financing 846

    36.6 E mployment Law 849

    36.7 Financial Statements 852

    36.8 Recommendation and Acknowledgment 854

    37 Current Events 857

    37.1 AC Versus DC 857

    Bibliography 865

    Index 897

  • HOWARD B. ROCKMAN is a registered U.S. patent attorney, intellectual property management consultant, author and lecturer. In addition to his intellectual property law practice, he is an adjunct professor at The John Marshall Law School in Chicago, IL, and at the Engineering Colleges of Northwestern University and the University of Illinois at Chicago. He counsels companies and individual innovators and creators on a variety of intellectual property matters. He has served as a patent examiner at the U.S. Patent and Trademark Office, as well as Assistant Attorney General at the U.S. Department of Justice. He has represented worldwide clients in litigation of patent, copyright, trademark and trade secret cases in federal and state courts. He is a member of the American Bar Association and the Institute of Electrical and Electronic Engineers (IEEE).

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