首页 >
法律 >
经济法 >
Financial Services Law, 4th Edition

Financial Services Law, 4th Edition

作者： George Walker; Robert Purves; Michael Blair QC
出版商： Oxford University Press
ISBN: 9780198793809
出版时间 March 2018
规格： Hardback , 1056 pages
适应领域： U.K. ? 免责申明：
Countri(es) stated herein are used as reference only

List Price: ￥4,394.25

￥4,262.42 Save ￥131.83 (3%)

或

下载订单表

加入收藏
| 加入比较

描述
大纲
作者
评论

详细

The most comprehensive single-volume practitioner reference work on financial regulation, Financial Services Law has been thoroughly revised and updated to take account of the major developments in a rapidly developing regulatory landscape.

The updated text analyses all of the substantial institutional and structural changes brought, or to be brought, into effect under the additional new key statutes adopted in the financial area including specifically the Financial Services (Banking Reform) Act 2013 and the Bank of England and Financial Services Act 2016.

The major new regulatory initiatives are covered in detail, including the Senior Managers Regime (SMR) and Certification Regime (CR).There is also coverage of new individual statutory offences, bank ring-fencing, depositor preference, bail-in stabilization and crisis management, resolution planning, payment system reform, and further Bank of England governance and PRA reform.

Since the last edition there have been many developments at European level and the fourth edition takes full account of these including the Capital Requirements Directive IV, Insolvency II, and MiFID II. At domestic level the division of the FSA Handbook of Rules into the PRA Rulebook and the FCA Handbook has been covered in two new chapters.

There are also new chapters on 'Individual Accountability and Liability' following commencement of the Senior Managers and Certification Regimes, and on 'Consumer Credit' following the transfer of regulatory responsibility for this to the FCA. Additionally, the material on enforcement has been significantly developed in this new edition. Financial Services Law is the leading work on financial regulation for practitioners and scholars requiring a holistic treatment of the regime in the EU and UK.
Part I - REGULATORY STRUCTURE
1.: George Walker: UK Financial Services Reform
2.: Paul Kennedy: Statutory Framework for UK Financial Services Regulation
3.: Jane Welch and Peter Parker: European Financial Services
4.: Deborah Sabalot: International Agreements and Supranational Bodies
Part II - FINANCIAL SERVICES REGULATION
5.: Robert Purves: The PRA and FCA and the Handbooks of Rules and Guidance
6.: Simon Gleeson: Regulatory Processes - Authorisation, Supervision and Enforcement
7.: Alex Kuczynski and James Darbyshire: Financial Redress - Complaints, Disputes and Compensation
8.: Julia Machin: Listing and Public Offers
9.: Jonathan Melrose: Market Abuse
10.: Jonathan Melrose and Richard Sims: Insider Dealing, and Misleading Statements and Impressions
11.: Jonathan Herbst, Peter Snowdon and Matt Jones: Money Laundering and Financial Crime
12.: Richard Everett: Regulation and Financial Disputes in the Civil Courts
Part III - FINANCIAL SECTORS AND ACTIVITIES
13.: George Walker: Banks and Banking
14.: Noleen John, Maria Ross and Laura Hodgson: Insurance Regulation
15.: Etay Katz: Wholesale Investment Firms
16.: Gerard McMeel: Retail Investment Firms
17.: Robert Purves: Home Finance Transactions
18.: Eva Lomnicka: Collective Investment Schemes
19.: Andrew Henderson: Islamic Financial Services
Professor George Walker is a Professor in International Financial Law at the Centre for Commercial Law Studies at Queen Mary University of London. He is also a solicitor and consultant to Farrer & Co.

Michael Blair QC has been in self employed practice at the Bar since 2000 and was previously General Counsel to the Board of the Financial Services Authority 1997-2000. He has been a leader among the specialists in the field of financial services since he first joined the Securities and Investments Board as its legal Director in 1987.

Robert Purves is a commercial lawyer at Three Verulam Buildings with strong specialism in financial services law and regulation. From April 2003, Robert was Chief Counsel, Insurance and Prudential Policy at the Financial Services Authority, the UK body responsible for the licensing, oversight and regulation of almost all financial services business in the UK.

Contributors:
George Walker
Paul Kennedy
Robert Purves
Jane Welch and Peter Parker
Deborah Sabalot
Simon Gleeson
Alex Kuczynski and James Darbyshire
Jonathan Melrose
Richard Simms
Jonathan Herbst, Peter Snowdon and Matt Jones
Richard Everett
Etay Katz
Maria Ross, Noleen John and Laura Hodgson
Gerard McMeel
Eva Lomnicka
Andrew Henderson
Review(s) from previous edition

"The 2nd edition of Financial Services Law confirms its place as a "must have" on the book shelves of all financial services practitioners both legal and compliance and both in-house and in private practice - Stephen Revell, Freshfields Bruckhaus Deringer LLP

"Financial Services Law is thoroughly researched meaning no stone is left unturned by the authors in their quest of providing...key text for financial services lawyers." - Student Law Journal, 2001-2010

"I highly commend this work. Its position as one of the leading works in the field is put beyond doubt by this 2nd edition" - Stephen Revell, Freshfields Bruckhaus Deringer LLP

"This book is very highly recommended reading for all of those with an interest in any aspect of financial services law. It is extremely well written by expert contributors and has a clear focus throughout. it is comprehensive and clear in its coverage of all the major issues." - Journal of International Banking Law and Regulation

"The 2nd edition of Financial Services Law keeps the work at the cutting edge and, accordingly, it remains one of the most authoritative and comprehensive works on the financial services regulatory regime in the UK"

你可能需要


The Hong Kong Company Secretary's Handbook: Practice and Procedure (11th Edition): List Price: ￥497.55

￥482.62 Save ￥14.93 (3%)


Hong Kong Tax & Accounting Practical Toolkit (Basic Package): ￥3,161.07


Hong Kong Company Secretary Checklist, 2nd Edition: List Price: ￥1,283.40

￥1,244.90 Save ￥38.50 (3%)


Law of Companies in Hong Kong, 4th Edition (Hardcopy + e-Book): List Price: ￥3,255.00

￥3,157.35 Save ￥97.65 (3%)


Butterworths Hong Kong Discrimination Law Handbook, 4th Edition: List Price: ￥1,395.00

￥1,353.15 Save ￥41.85 (3%)


Sentencing in Hong Kong, 11th Edition: List Price: ￥3,329.40

￥3,229.52 Save ￥99.88 (3%)


Butterworths Hong Kong Company Law (Winding-Up and Miscellaneous Provisions) Handbook, 6th Edition: List Price: ￥2,120.40

￥2,056.79 Save ￥63.61 (3%)


Butterworths Hong Kong Company Law Handbook, 26th Edition: List Price: ￥4,092.00

￥3,969.24 Save ￥122.76 (3%)


Cross-Border Crime in Hong Kong: Extradition, Mutual Assistance & Financial Sanctions, 3rd Edition: List Price: ￥1,934.40

￥1,876.37 Save ￥58.03 (3%)


Clough & Clough on Personal Injuries: List Price: ￥1,395.00

￥1,353.15 Save ￥41.85 (3%)


Hong Kong Personal Insolvency Manual, 3rd Edition: List Price: ￥1,860.00

￥1,804.20 Save ￥55.80 (3%)


Butterworths Hong Kong Conveyancing and Property Law Handbook, 6th Edition: List Price: ￥1,674.00

￥1,623.78 Save ￥50.22 (3%)


A Practical Guide to Resolving Shareholder Disputes, 2nd Edition: List Price: ￥1,674.00

￥1,623.78 Save ￥50.22 (3%)


Tort Law in Hong Kong, 5th Edition (Hardcopy + ebook): List Price: ￥2,325.00

￥2,255.25 Save ￥69.75 (3%)


Company Law in Hong Kong: Practice and Procedure 2023 (Hardcopy + e-Book): List Price: ￥2,974.14

￥2,884.92 Save ￥89.22 (3%)


Company Law in Hong Kong: Insolvency 2023 (Hardcopy + e-Book): List Price: ￥2,643.99

￥2,564.67 Save ￥79.32 (3%)


Hong Kong Company Law, 15th Edition: List Price: ￥457.56

￥443.83 Save ￥13.73 (3%)


Private Equity in Hong Kong and China, 4th Edition: List Price: ￥1,860.00

￥1,804.20 Save ￥55.80 (3%)


Hong Kong Family Court Practice, 4th Edition: List Price: ￥2,511.00

￥2,435.67 Save ￥75.33 (3%)


Brooke's Notary Hong Kong, 3rd Edition: List Price: ￥1,581.00

￥1,533.57 Save ￥47.43 (3%)

“

Ordering from Professional Bookshop is fantastic, quick delivery great products, great customer service Siti L.
This is a great bookstore and have had no problems with them and all my orders have come on time and in good condition. Yang X.
Everything is perfect. Fast delivery. I highly recommend this website to all my friends and colleagues. Thanks Hoi Man L.
So thankful I am receiving all my books, thank you to all for a great service and excellent products Clinton K.
Professional Bookshop is amazing! I've been a loyal customer for over 5 years. Returns are easy to request, book or delivery complaints are taken seriously and the customer service team is friendly and patient. Mick D.
I wanted to informed you that the customer service is excellent. They were so polite and nice. I would continue to buy books from Professional Bookshop. Jingsong C.
Fast and quick service. Easy transaction method, arrived sooner than expected. Excellent packaging and the books received are in perfect condition! Thank you very much! I love the book and its quality. Saori B.
I can order any accounting books from worldwide from Professional Bookshop. Love this website and save my time to search from internet. Lingxiao R.
It is just so easy to find what you are always looking for and sometimes you can even find it up to 80% off what you would in the normal store. Graeme R.
I love shopping on Professional Bookshop! They have a wide range of accounting book with competent prices. Free shipping in Hong Kong is also really handy! Fergus Y.
Professional Bookshop is a great bookstore, I must say. Buying books in Professional Bookshop is so easy, great and reliable. It is highly recommendable. Deborah D.
A great site to shop accounting books and everything and with discountable prices. It’s my first choice whenever i want to shop something. Most trusted site. Zeng Z.
I found the books I needed and at a very low price. I am very happy and will definitely use it in the future Brian W.
I have been using Professional Bookshop for a while now. I am very impressed with customer service and delivery. When I need to have a return it is done very diligently. Olivia L.
Professional Bookshop is my default go to for finding the best prices and reading details of law books before buying. Detailed book description is very helpful. Tracy W.
I've been using Professional Bookshop since 2011 and they actually great, I always received great service and my book arrives on time. Lisa C.

所有书籍

Financial Services Law, 4th Edition

Free delivery Hong Kong?

详细

你可能需要

What Our Customers Say?

所有书籍

Financial Services Law, 4th Edition

Free delivery Hong Kong?

详细

你可能需要

What Our Customers Say?

video title