Presented across two volumes, this annual handbook brings together the primary, secondary, European and Retained EU legislation which forms the regulatory framework for the financial services industry. To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation.
What’s New for the 2023 edition:
- The full effects of the Financial Services and Markets Act 2023 – arguably the most important piece of financial services legislation since FSMA 2000, fundamentally altering what has been the foundations of financial services regulation in the UK for decades
- Major amendments made by the Economic Crime and Transparency Act 2023 – heavily amends a variety of provisions in the Handbook including: the Companies Act 2006; the Economic Crime (Transparency and Enforcement) Act 2022; the money laundering provisions of the Proceeds of Crime Act 2002; and the Limited Partnerships Act 1907.
- New pieces of EU financial services legislation including: the Digital Operational Resilience Act (DORA); the Resilience of Critical Entities Directive; the ELTIF 2 Regulation; and the Distributed Ledger Technology Pilot Scheme Regulation.
Containing over 500 pieces of essential UK and EU legislation, all lawyers, compliance officers and regulators working in the financial services field will find that Butterworths Securities & Financial Services Law Handbook provides a comprehensive, up-to-date and indispensable reference source
