A Practitioner’s Guide to the Law and Regulation of Financial Crime considers the various substantive legal and regulatory issues that fall under subject of financial crime, particularly from the perspective of banks and other financial institutions. The book looks at the specifics of the UK regime, European-level issues and global developments, and brings together everything within the financial crime agenda to give a coherent picture.
- Gives a complete picture of the current financial enforcement landscape in the UK and internationally
- Up to date to include latest developments including the Bribery Bill
- Looks at the specifics of the UK regime, European-level issues and global developments, and brings together everything within the financial crime agenda to give a coherent picture
- Explains the powers of the regulatory and enforcement bodies (FSA, SOCA, HMRC, SFO), how they interact and the steps that practitioners need to take in order to ensure compliance with the requirements of all the agencies concerned
- Covers all the systems and controls an organisation needs to put in place, and appropriate processes
- Examines internal and external investigations, and employment issues
- Covers tax evasion risks, and what practitioners should be aware of
- Written by leading members of a major international finance practice
